-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KO3WkF5GUIgx1phPa+wUOSkuoZdFwvjUCDH9psku9x7/OYLzueWbmnqpugRint0b 4bwGHRmwXutXJoxNYuM/GA== 0000947871-02-000544.txt : 20020415 0000947871-02-000544.hdr.sgml : 20020415 ACCESSION NUMBER: 0000947871-02-000544 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020327 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOELET LLC CENTRAL INDEX KEY: 0001137166 IRS NUMBER: 134035432 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 425 PARK AVE STREET 2: 28TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 425 PARK AVE STREET 2: 28TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POGO PRODUCING CO CENTRAL INDEX KEY: 0000230463 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 741659398 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-15917 FILM NUMBER: 02588174 BUSINESS ADDRESS: STREET 1: 5 GREENWAY PLAZA STE 2700 STREET 2: P O BOX 2504 CITY: HOUSTON STATE: TX ZIP: 77252-0504 BUSINESS PHONE: 7132975000 MAIL ADDRESS: STREET 1: 5 GREENWAY PLAZA SUITE 2700 STREET 2: P O BOX 2504 CITY: HOUSTON STATE: TX ZIP: 77252 FORMER COMPANY: FORMER CONFORMED NAME: PENNZOIL OFFSHORE GAS OPERATORS INC /TX/ DATE OF NAME CHANGE: 19600201 SC 13D/A 1 sc13daamendno3_032502.txt AMENDMENT NO. 3 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 3 Under the Securities Exchange Act of 1934 Pogo Producing Company ---------------------- (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 730448107 --------- (CUSIP Number) Mark Rosenbaum Goelet, LLC 425 Park Avenue 28th Floor New York, New York 10022 Telephone: (212) 588-9555 --------------------------------------------------------- (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications) Copy to: Peter J. Rooney, Esq. Shearman & Sterling 599 Lexington Avenue New York, New York 10022 Telephone: (212) 848-4000 February 5, 2002 to March 6, 2002 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box {_}. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 2 of 62 CUSIP No. 730448107 - ----- ------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Trustees of the Trust under Agreement dated August 26, 1930 f/b/o Beatrice G. Manice - ----- ------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - ----- ------------------------------------------------------------------------- 3. SEC Use Only - ----- ------------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - ----- ------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - ----- ------------------------------------------------------------------------- 6. Citizenship or Place of Organization State of New York - ----- ------------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 697,047 Each Reporting Person with ------------------------------------------ 8. Shared Voting Power 0 ------------------------------------------ 9. Sole Dispositive Power 0 ------------------------------------------ 10. Shared Dispositive Power 5,154,948 - ----- ------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - ----- ------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - ----- ------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - ----- ------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - ----- ------------------------------------------------------------------------- Page 3 of 62 CUSIP No. 730448107 - ------ ------------------------------------------------------------------------ 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Trustees of the Trust under Agreement dated July 27, 1935 f/b/o Beatrice G. Manice - ------ ------------------------------------------------------------------------ 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - ------ ------------------------------------------------------------------------ 3. SEC Use Only - ------ ------------------------------------------------------------------------ 4. Source of Funds (See Instructions) N/A - ------ ------------------------------------------------------------------------ 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - ------ ------------------------------------------------------------------------ 6. Citizenship or Place of Organization State of Rhode Island - ------ ------------------------------------------------------------------------ 7. Number of Shares Sole Voting Power Beneficially Owned by 224,051 Each Reporting Person with ----------------------------------------- 8. Shared Voting Power 0 ----------------------------------------- 9. Sole Dispositive Power 0 ----------------------------------------- 10. Shared Dispositive Power 5,154,948 - ------ ------------------------------------------------------------------------ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - ------ ------------------------------------------------------------------------ 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - ------ ------------------------------------------------------------------------ 13. Percent of Class Represented by Amount in Row (11) 9.6% - ------ ------------------------------------------------------------------------ 14. Type of Reporting Person (See Instructions) OO - ------ ------------------------------------------------------------------------ Page 4 of 62 CUSIP No. 730448107 - ------ ------------------------------------------------------------------------ 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Trustees of the Trust under the Will of Robert Walton Goelet for the benefit of Beatrice G. Manice - ------ ------------------------------------------------------------------------ 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - ------ ------------------------------------------------------------------------ 3. SEC Use Only - ------ ------------------------------------------------------------------------ 4. Source of Funds (See Instructions) N/A - ------ ------------------------------------------------------------------------ 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - ------ ------------------------------------------------------------------------ 6. Citizenship or Place of Organization State of Rhode Island - ------ ------------------------------------------------------------------------ 7. Number of Shares Sole Voting Power Beneficially Owned by 149,367 Each Reporting Person with ----------------------------------------- 8. Shared Voting Power 0 ----------------------------------------- 9. Sole Dispositive Power 0 ----------------------------------------- 10. Shared Dispositive Power 5,154,948 - ------ ------------------------------------------------------------------------ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - ------ ------------------------------------------------------------------------ 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - ------ ------------------------------------------------------------------------ 13. Percent of Class Represented by Amount in Row (11) 9.6% - ------ ------------------------------------------------------------------------ 14. Type of Reporting Person (See Instructions) OO - ------ ------------------------------------------------------------------------ Page 5 of 62 CUSIP No. 730448107 - ------ ------------------------------------------------------------------------ 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Trustees of the Trust under Agreement dated August 26, 1930 f/b/o Robert G. Goelet - ------ ------------------------------------------------------------------------ 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - ------ ------------------------------------------------------------------------ 3. SEC Use Only - ------ ------------------------------------------------------------------------ 4. Source of Funds (See Instructions) N/A - ------ ------------------------------------------------------------------------ 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - ------ ------------------------------------------------------------------------ 6. Citizenship or Place of Organization State of New York - ------ ------------------------------------------------------------------------ 7. Number of Shares Sole Voting Power Beneficially Owned by 1,005,270 Each Reporting Person with ----------------------------------------- 8. Shared Voting Power 0 ----------------------------------------- 9. Sole Dispositive Power 0 ----------------------------------------- 10. Shared Dispositive Power 5,154,948 - ------ ------------------------------------------------------------------------ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - ------ ------------------------------------------------------------------------ 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - ------ ------------------------------------------------------------------------ 13. Percent of Class Represented by Amount in Row (11) 9.6% - ------ ------------------------------------------------------------------------ 14. Type of Reporting Person (See Instructions) OO - ------ ------------------------------------------------------------------------ Page 6 of 62 CUSIP No. 730448107 - ------- ----------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Trustees of the Trust under Agreement dated July 27, 1935 f/b/o Robert G. Goelet - ------- ----------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - ------- ----------------------------------------------------------------------- 3. SEC Use Only - ------- ----------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - ------- ----------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - ------- ----------------------------------------------------------------------- 6. Citizenship or Place of Organization State of Rhode Island - ------- ----------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 323,123 Each Reporting Person with ---------------------------------------- 8. Shared Voting Power 0 ---------------------------------------- 9. Sole Dispositive Power 0 ---------------------------------------- 10. Shared Dispositive Power 5,154,948 - ------- ----------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - ------- ----------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - ------- ----------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - ------- ----------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - ------- ----------------------------------------------------------------------- Page 7 of 62 CUSIP No. 730448107 - ------- ----------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Trustees of the Trust under the Will of Robert Walton Goelet f/b/o Robert G. Goelet - ------- ----------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - ------- ----------------------------------------------------------------------- 3. SEC Use Only - ------- ----------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - ------- ----------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - ------- ----------------------------------------------------------------------- 6. Citizenship or Place of Organization State of Rhode Island - ------- ----------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 323,122 Each Reporting Person with ---------------------------------------- 8. Shared Voting Power 0 ---------------------------------------- 9. Sole Dispositive Power 0 ---------------------------------------- 10. Shared Dispositive Power 5,154,948 - ------- ----------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - ------- ----------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - ------- ----------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - ------- ----------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) 00 - ------- ----------------------------------------------------------------------- Page 8 of 62 CUSIP No. 730448107 - ------- ----------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Trustees of the Trust under Agreement dated July 27, 1935 f/b/o Francis Goelet - ------- ----------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - ------- ----------------------------------------------------------------------- 3. SEC Use Only - ------- ----------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - ------- ----------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - ------- ----------------------------------------------------------------------- 6. Citizenship or Place of Organization State of Rhode Island - ------- ----------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 224,051 Each Reporting Person with ---------------------------------------- 8. Shared Voting Power 0 ---------------------------------------- 9. Sole Dispositive Power 0 ---------------------------------------- 10. Shared Dispositive Power 5,154,948 - ------- ----------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - ------- ----------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - ------- ----------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - ------- ----------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - ------- ----------------------------------------------------------------------- Page 9 of 62 CUSIP No. 730448107 - ------- ----------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Trustees of the Trust under Agreement dated December 18, 1931 f/b/o John Goelet - ------- ----------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - ------- ----------------------------------------------------------------------- 3. SEC Use Only - ------- ----------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - ------- ----------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - ------- ----------------------------------------------------------------------- 6. Citizenship or Place of Organization State of New York - ------- ----------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 388,738 Each Reporting Person with ---------------------------------------- 8. Shared Voting Power 0 ---------------------------------------- 9. Sole Dispositive Power 0 ---------------------------------------- 10. Shared Dispositive Power 5,154,948 - ------- ----------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - ------- ----------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - ------- ----------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - ------- ----------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - ------- ----------------------------------------------------------------------- Page 10 of 62 CUSIP No. 730448107 - ------- ----------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Trustees of the Trust under Agreement dated December 17, 1976 f/b/o grandchildren of John Goelet - ------- ----------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - ------- ----------------------------------------------------------------------- 3. SEC Use Only - ------- ----------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - ------- ----------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - ------- ----------------------------------------------------------------------- 6. Citizenship or Place of Organization State of New York - ------- ----------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 67,237 Each Reporting Person with ---------------------------------------- 8. Shared Voting Power 0 ---------------------------------------- 9. Sole Dispositive Power 0 ---------------------------------------- 10. Shared Dispositive Power 5,154,948 - ------- ----------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - ------- ----------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - ------- ----------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - ------- ----------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - ------- ----------------------------------------------------------------------- Page 11 of 62 CUSIP No. 730448107 - ------- ----------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Trustees of the Trust under Agreement dated July 27, 1935 f/b/o John Goelet - ------- ----------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - ------- ----------------------------------------------------------------------- 3. SEC Use Only - ------- ----------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - ------- ----------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - ------- ----------------------------------------------------------------------- 6. Citizenship or Place of Organization State of Rhode Island - ------- ----------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 166,602 Each Reporting Person with ---------------------------------------- 8. Shared Voting Power 0 ---------------------------------------- 9. Sole Dispositive Power 0 ---------------------------------------- 10. Shared Dispositive Power 5,154,948 - ------- ----------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - ------- ----------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - ------- ----------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - ------- ----------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - ------- ----------------------------------------------------------------------- Page 12 of 62 CUSIP No. 730448107 - ------- ----------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Trustees of the Trust under the Will of Robert Walton Goelet f/b/o John Goelet - ------- ----------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - ------- ----------------------------------------------------------------------- 3. SEC Use Only - ------- ----------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - ------- ----------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - ------- ----------------------------------------------------------------------- 6. Citizenship or Place of Organization State of Rhode Island - ------- ----------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 178,835 Each Reporting Person with ---------------------------------------- 8. Shared Voting Power 0 ---------------------------------------- 9. Sole Dispositive Power 0 ---------------------------------------- 10. Shared Dispositive Power 5,154,948 - ------- ----------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - ------- ----------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - ------- ----------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - ------- ----------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - ------- ----------------------------------------------------------------------- Page 13 of 62 CUSIP No. 730448107 - ------- ----------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person RGG Limited Partnership - ------- ----------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - ------- ----------------------------------------------------------------------- 3. SEC Use Only - ------- ----------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - ------- ----------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - ------- ----------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware - ------- ----------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 439,491 Each Reporting Person with ---------------------------------------- 8. Shared Voting Power 0 ---------------------------------------- 9. Sole Dispositive Power 0 ---------------------------------------- 10. Shared Dispositive Power 5,154,948 - ------- ----------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - ------- ----------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - ------- ----------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - ------- ----------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) PN - ------- ----------------------------------------------------------------------- Page 14 of 62 CUSIP No. 730448107 - -------- ---------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person John H. Manice - -------- ---------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - -------- ---------------------------------------------------------------------- 3. SEC Use Only - -------- ---------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - -------- ---------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - -------- ---------------------------------------------------------------------- 6. Citizenship or Place of Organization United States of America - -------- ---------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 24,482 Each Reporting Person with --------------------------------------- 8. Shared Voting Power 0 --------------------------------------- 9. Sole Dispositive Power 0 --------------------------------------- 10. Shared Dispositive Power 5,154,948 - -------- ---------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - -------- ---------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - -------- ---------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - -------- ---------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - -------- ---------------------------------------------------------------------- Page 15 of 62 CUSIP No. 730448107 - -------- ---------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Trustees of the Trust under Agreement dated September 4, 1980 f/b/o Anne de La Haye Jousselin - -------- ---------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - -------- ---------------------------------------------------------------------- 3. SEC Use Only - -------- ---------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - -------- ---------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - -------- ---------------------------------------------------------------------- 6. Citizenship or Place of Organization State of New York - -------- ---------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 46,774 Each Reporting Person with --------------------------------------- 8. Shared Voting Power 0 --------------------------------------- 9. Sole Dispositive Power 0 --------------------------------------- 10. Shared Dispositive Power 5,154,948 - -------- ---------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - -------- ---------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - -------- ---------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - -------- ---------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - -------- ---------------------------------------------------------------------- Page 16 of 62 CUSIP No. 730448107 - -------- ---------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Robert G. Manice - -------- ---------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - -------- ---------------------------------------------------------------------- 3. SEC Use Only - -------- ---------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - -------- ---------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - -------- ---------------------------------------------------------------------- 6. Citizenship or Place of Organization United States of America - -------- ---------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 8,697 Each Reporting Person with --------------------------------------- 8. Shared Voting Power 0 --------------------------------------- 9. Sole Dispositive Power 0 --------------------------------------- 10. Shared Dispositive Power 5,154,948 - -------- ---------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - -------- ---------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - -------- ---------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - -------- ---------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - -------- ---------------------------------------------------------------------- Page 17 of 62 CUSIP No. 730448107 - -------- ---------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Robert G. Manice, as custodian for Henry W. Manice under the New York Uniform Transfers to Minors Act - -------- ---------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - -------- ---------------------------------------------------------------------- 3. SEC Use Only - -------- ---------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - -------- ---------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - -------- ---------------------------------------------------------------------- 6. Citizenship or Place of Organization State of New York - -------- ---------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 863 Each Reporting Person with --------------------------------------- 8. Shared Voting Power 0 --------------------------------------- 9. Sole Dispositive Power 0 --------------------------------------- 10. Shared Dispositive Power 5,154,948 - -------- ---------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - -------- ---------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - -------- ---------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - -------- ---------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - -------- ---------------------------------------------------------------------- Page 18 of 62 CUSIP No. 730448107 - -------- ---------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Robert G. Manice, as custodian for Emily P. Manice under the New York Uniform Transfers to Minors Act - -------- ---------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - -------- ---------------------------------------------------------------------- 3. SEC Use Only - -------- ---------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - -------- ---------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - -------- ---------------------------------------------------------------------- 6. Citizenship or Place of Organization State of New York - -------- ---------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 863 Each Reporting Person with --------------------------------------- 8. Shared Voting Power 0 --------------------------------------- 9. Sole Dispositive Power 0 --------------------------------------- 10. Shared Dispositive Power 5,154,948 - -------- ---------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - -------- ---------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - -------- ---------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - -------- ---------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - -------- ---------------------------------------------------------------------- Page 19 of 62 CUSIP No. 730448107 - -------- ---------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Robert G. Manice, as custodian for Harriet W. Manice under the New York Uniform Transfers to Minors Act - -------- ---------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - -------- ---------------------------------------------------------------------- 3. SEC Use Only - -------- ---------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - -------- ---------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - -------- ---------------------------------------------------------------------- 6. Citizenship or Place of Organization State of New York - -------- ---------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 863 Each Reporting Person with --------------------------------------- 8. Shared Voting Power 0 --------------------------------------- 9. Sole Dispositive Power 0 --------------------------------------- 10. Shared Dispositive Power 5,154,948 - -------- ---------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - -------- ---------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - -------- ---------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - -------- ---------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - -------- ---------------------------------------------------------------------- Page 20 of 62 CUSIP No. 730448107 - -------- ---------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Amelia M. Berkowitz - -------- ---------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - -------- ---------------------------------------------------------------------- 3. SEC Use Only - -------- ---------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - -------- ---------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - -------- ---------------------------------------------------------------------- 6. Citizenship or Place of Organization United States of America - -------- ---------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 22,060 Each Reporting Person with --------------------------------------- 8. Shared Voting Power 0 --------------------------------------- 9. Sole Dispositive Power 0 --------------------------------------- 10. Shared Dispositive Power 5,154,948 - -------- ---------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - -------- ---------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - -------- ---------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - -------- ---------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - -------- ---------------------------------------------------------------------- Page 21 of 62 CUSIP No. 730448107 - -------- ---------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Pamela Manice - -------- ---------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - -------- ---------------------------------------------------------------------- 3. SEC Use Only - -------- ---------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - -------- ---------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - -------- ---------------------------------------------------------------------- 6. Citizenship or Place of Organization United States of America - -------- ---------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 24,299 Each Reporting Person with --------------------------------------- 8. Shared Voting Power 0 --------------------------------------- 9. Sole Dispositive Power 0 --------------------------------------- 10. Shared Dispositive Power 5,154,948 - -------- ---------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - -------- ---------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - -------- ---------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - -------- ---------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - -------- ---------------------------------------------------------------------- Page 22 of 62 CUSIP No. 730448107 - -------- ---------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Robert G. Goelet - -------- ---------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - -------- ---------------------------------------------------------------------- 3. SEC Use Only - -------- ---------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - -------- ---------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - -------- ---------------------------------------------------------------------- 6. Citizenship or Place of Organization United States of America - -------- ---------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 439,491 Each Reporting Person with --------------------------------------- 8. Shared Voting Power 0 --------------------------------------- 9. Sole Dispositive Power 0 --------------------------------------- 10. Shared Dispositive Power 5,154,948 - -------- ---------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - -------- ---------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - -------- ---------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - -------- ---------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - -------- ---------------------------------------------------------------------- Page 23 of 62 CUSIP No. 730448107 - -------- ---------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Philip Goelet - -------- ---------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - -------- ---------------------------------------------------------------------- 3. SEC Use Only - -------- ---------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - -------- ---------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - -------- ---------------------------------------------------------------------- 6. Citizenship or Place of Organization United States of America - -------- ---------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 42,298 Each Reporting Person with --------------------------------------- 8. Shared Voting Power 0 --------------------------------------- 9. Sole Dispositive Power 0 --------------------------------------- 10. Shared Dispositive Power 5,154,948 - -------- ---------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - -------- ---------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - -------- ---------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - -------- ---------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - -------- ---------------------------------------------------------------------- Page 24 of 62 CUSIP No. 730448107 - --------- --------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Christopher Goelet - --------- --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - --------- --------------------------------------------------------------------- 3. SEC Use Only - --------- --------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - --------- --------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - --------- --------------------------------------------------------------------- 6. Citizenship or Place of Organization United States of America - --------- --------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 41,155 Each Reporting Person with -------------------------------------- 8. Shared Voting Power 0 -------------------------------------- 9. Sole Dispositive Power 0 -------------------------------------- 10. Shared Dispositive Power 5,154,948 - --------- --------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - --------- --------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - --------- --------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - --------- --------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - --------- --------------------------------------------------------------------- Page 25 of 62 CUSIP No. 730448107 - --------- --------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Gilbert Kerlin - --------- --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - --------- --------------------------------------------------------------------- 3. SEC Use Only - --------- --------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - --------- --------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - --------- --------------------------------------------------------------------- 6. Citizenship or Place of Organization United States of America - --------- --------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 747,546 Each Reporting Person with -------------------------------------- 8. Shared Voting Power 0 -------------------------------------- 9. Sole Dispositive Power 0 -------------------------------------- 10. Shared Dispositive Power 5,154,948 - --------- --------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - --------- --------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - --------- --------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - --------- --------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - --------- --------------------------------------------------------------------- Page 26 of 62 CUSIP No. 730448107 - --------- --------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Windward Oil & Gas Corporation - --------- --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - --------- --------------------------------------------------------------------- 3. SEC Use Only - --------- --------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - --------- --------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - --------- --------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware - --------- --------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 0 Each Reporting Person with -------------------------------------- 8. Shared Voting Power 0 -------------------------------------- 9. Sole Dispositive Power 0 -------------------------------------- 10. Shared Dispositive Power 0 - --------- --------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 0 - --------- --------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - --------- --------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 0% - --------- --------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) CO - --------- --------------------------------------------------------------------- Page 27 of 62 CUSIP No.7 - --------- --------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Arthur N. Field - --------- --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - --------- --------------------------------------------------------------------- 3. SEC Use Only - --------- --------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - --------- --------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - --------- --------------------------------------------------------------------- 6. Citizenship or Place of Organization United States of America - --------- --------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 8,114 Each Reporting Person with -------------------------------------- 8. Shared Voting Power 0 -------------------------------------- 9. Sole Dispositive Power 0 -------------------------------------- 10. Shared Dispositive Power 5,154,948 - --------- --------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - --------- --------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - --------- --------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - --------- --------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - --------- --------------------------------------------------------------------- Page 28 of 62 CUSIP No.7 - --------- --------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Alexandra Gardiner Goelet - --------- --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - --------- --------------------------------------------------------------------- 3. SEC Use Only - --------- --------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - --------- --------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - --------- --------------------------------------------------------------------- 6. Citizenship or Place of Organization United States of America - --------- --------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 0 Each Reporting Person with 8. Shared Voting Power 0 -------------------------------------- 9. Sole Dispositive Power 0 -------------------------------------- 10. Shared Dispositive Power 5,154,948 - --------- --------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - --------- --------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - --------- --------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - --------- --------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - --------- --------------------------------------------------------------------- Page 29 of 62 CUSIP No. 730448107 - --------- --------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Robert Gardiner Goelet - --------- --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - --------- --------------------------------------------------------------------- 3. SEC Use Only - --------- --------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - --------- --------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - --------- --------------------------------------------------------------------- 6. Citizenship or Place of Organization United States of America - --------- --------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 0 Each Reporting Person with 8. Shared Voting Power 0 -------------------------------------- 9. Sole Dispositive Power 0 -------------------------------------- 10. Shared Dispositive Power 5,154,948 - --------- --------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - --------- --------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - --------- --------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - --------- --------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - --------- --------------------------------------------------------------------- Page 30 of 62 CUSIP No. 730448107 - --------- --------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Alexandra C. Goelet - --------- --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - --------- --------------------------------------------------------------------- 3. SEC Use Only - --------- --------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - --------- --------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - --------- --------------------------------------------------------------------- 6. Citizenship or Place of Organization United States of America - --------- --------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 0 Each Reporting Person with 8. Shared Voting Power 0 -------------------------------------- 9. Sole Dispositive Power 0 -------------------------------------- 10. Shared Dispositive Power 5,154,948 - --------- --------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - --------- --------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - --------- --------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - --------- --------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - --------- --------------------------------------------------------------------- Page 31 of 62 CUSIP No. 730448107 - --------- --------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Henrietta Goelet - --------- --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - --------- --------------------------------------------------------------------- 3. SEC Use Only - --------- --------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - --------- --------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - --------- --------------------------------------------------------------------- 6. Citizenship or Place of Organization United States of America and United Kingdom - --------- --------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 0 Each Reporting Person with -------------------------------------- 8. Shared Voting Power 0 -------------------------------------- 9. Sole Dispositive Power 0 -------------------------------------- 10. Shared Dispositive Power 5,154,948 - --------- --------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - --------- --------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - --------- --------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - --------- --------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - --------- --------------------------------------------------------------------- Page 32 of 62 CUSIP No. 730448107 - ---------- -------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Edmond de La Haye Jousselin - ---------- -------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - ---------- -------------------------------------------------------------------- 3. SEC Use Only - ---------- -------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - ---------- -------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - ---------- -------------------------------------------------------------------- 6. Citizenship or Place of Organization France - ---------- -------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 0 Each Reporting Person with ------------------------------------- 8. Shared Voting Power 0 ------------------------------------- 9. Sole Dispositive Power 0 ------------------------------------- 10. Shared Dispositive Power 5,154,948 - ---------- -------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - ---------- -------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - ---------- -------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - ---------- -------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - ---------- -------------------------------------------------------------------- Page 33 of 62 CUSIP No. 730448107 - ----------- ------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Robert S. Rich - ----------- ------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - ----------- ------------------------------------------------------------------- 3. SEC Use Only - ----------- ------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - ----------- ------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - ----------- ------------------------------------------------------------------- 6. Citizenship or Place of Organization United States of America - ----------- ------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 0 Each Reporting Person with ------------------------------------ 8. Shared Voting Power 0 ------------------------------------ 9. Sole Dispositive Power 0 ------------------------------------ 10. Shared Dispositive Power 5,154,948 - ----------- ------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - ----------- ------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - ----------- ------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - ----------- ------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - ----------- ------------------------------------------------------------------- Page 34 of 62 CUSIP No. 730448107 - ----------- ------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Goelet, LLC - ----------- ------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) {X} (b) { } - ----------- ------------------------------------------------------------------- 3. SEC Use Only - ----------- ------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - ----------- ------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). { } - ----------- ------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware - ----------- ------------------------------------------------------------------- 7. Number of Shares Sole Voting Power Beneficially Owned by 0 Each Reporting Person with ------------------------------------ 8. Shared Voting Power 0 ------------------------------------ 9. Sole Dispositive Power 0 ------------------------------------ 10. Shared Dispositive Power 5,154,948 - ----------- ------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,154,948 - ----------- ------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) { } - ----------- ------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 9.6% - ----------- ------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - ----------- ------------------------------------------------------------------- Page 35 of 62 This Amendment No. 3 to Schedule 13D amends and supplements the Joint Statement on Schedule 13D (the "Schedule 13D") filed by the parties named herein with the Securities and Exchange Commission on March 26, 2001, as amended by Amendment No.1, filed on October 10, 2001 and Amendment No.2, filed on November 15, 2001 (as so amended, the "Schedule 13D"). Except as specifically amended below, all other provisions of the Schedule 13D remain in effect. Capitalized terms not defined herein have the meanings assigned to such terms in the Schedule 13D. Item 2. Identity and Background Item 2 is hereby amended and restated as follows: This statement is filed on behalf of the group of former shareholders of NORIC Corporation, a New York corporation ("NORIC"), consisting of certain trusts for the benefit of the descendants of Robert Walton Goelet, the trustees of these trusts, as well as Arthur Field, Gilbert Kerlin and his affiliate, Windward Oil & Gas Corporation, a Delaware corporation, all listed below (collectively, the "Group"). If no address is given, the person's business address is c/o Goelet, LLC, 425 Park Avenue, 28th floor, New York, New York 10022. Robert G. Goelet, Philip Goelet, Edmond de La Haye Jousselin, John H. Manice and Pamela Manice are trustees of the following trusts for the benefit of Beatrice G. Manice: (i) Trust under Agreement dated August 26, 1930, (ii) Trust under Agreement dated July 27, 1935, and (iii) Trust under the Will of Robert Walton Goelet. Alexandra C. Goelet, Philip Goelet and Edmond de La Haye Jousselin are trustees of the following trusts for the benefit of Robert G. Goelet: (i) Trust under Agreement dated August 26, 1930, and (ii) Trust under the Will of Robert Walton Goelet. In addition, Robert G. Goelet is a trustee of the trust under the Will of Robert Walton Goelet for the benefit of Robert G. Goelet. Alexandra C. Goelet, Philip Goelet, Edmond de La Haye Jousselin, Alexandra Gardiner Goelet and Robert Gardiner Goelet are trustees under the trust dated July 27, 1935 for the benefit of Robert G. Goelet. Robert G. Goelet, Philip Goelet and Edmond de La Haye Jousselin are trustees of the trust under Agreement dated July 27, 1935 for the benefit of Francis Goelet. Robert G. Goelet, Christopher Goelet, Philip Goelet, Edmond de La Haye Jousselin and Robert S. Rich are trustees of the following trusts for the benefit of John Goelet: (i) Trust under Agreement dated December 18, 1931, (ii) Trust under Agreement dated July 27, 1935 and (iii) Trust under the Will of Robert Walton Goelet. Henrietta Goelet and Robert S. Rich are trustees of the trust under Agreement dated December 17, 1976 for the benefit of grandchildren of John Goelet. Amelia M. Berkowitz, Robert G. Goelet, Philip Goelet and Edmond de La Haye Jousselin are trustees of the trust under Agreement dated September 4, 1980 for the benefit of Anne de La Haye Jousselin. Page 36 of 62 Robert G. Goelet is the Chairman of Goelet, LLC. John H. Manice is a consultant at Strategen, LLC, located at 405 Park Avenue, Suite 1701, New York, NY 10022. Strategen, LLC is engaged in the business of healthcare consulting. Robert G. Manice is a self-employed artist. His business address is 305 Newbury Street, Boston, MA 02116. Pamela Manice is an educator. RGG Limited Partnership is a Delaware limited partnership. The general partner of RGG Limited Partnership is Robert G. Goelet. Philip Goelet is an executive at Red Abbey, LLC, located at 2330 West Joppa Road, Suite 330, Lutherville, MD 21093. Red Abbey, LLC is engaged in the business of biotechnology investment and management. Christopher Goelet is an executive at Red Abbey, LLC, located at 2330 West Joppa Road, Suite 330, Lutherville, MD 21093. Red Abbey, LLC is engaged in the business of biotechnology investment and management. Gilbert Kerlin is of Counsel at the law firm of Shearman & Sterling, located at 599 Lexington Avenue, New York, NY 10022. Windward Oil & Gas Corporation, a Delaware corporation, is engaged in the business of oil and gas exploration and development, with the address of its principal business at 4605 Post Oak Place Drive, Suite 220, Houston, Texas 77027. The names of the executive officers of Windward Oil & Gas Corporation are set forth below: Gilbert Kerlin Director and President Randall K. Sadler Director, Secretary and Treasurer Michael Becci Executive Officer James A. Winne Executive Officer Arthur N. Field is President of GxG Management, LLC, located at 444 Madison Avenue, 19th Floor, New York, NY 10022. Robert Gardiner Goelet is a student. Alexandra Gardiner Goelet is employed by JP Morgan Chase. Amelia M. Berkowitz, Alexandra C. Goelet and Henrietta Goelet are homemakers. Page 37 of 62 Edmond de La Haye Jousselin is an executive at Worms Asset Management, located at 55 Rue de La Boetie, Paris 75008, France. Worms Asset Management is engaged in the financial services business. Robert S. Rich is an executive at The Antelope Company, located at 555 Seventeenth Street, Suite 2400, Denver, CO 80202. The Antelope Company is engaged in the management services business. Goelet, LLC is a Delaware limited liability company engaged in the business of financial services and management. The names of the executive officers of Goelet, LLC are set forth below: Robert G. Goelet Chairman Robert W. Kiley President and Chief Operating Officer Mark Rosenbaum Vice President, Chief Financial Officer, Treasurer and Assistant Secretary During the last five years, none of the members of the Group or the executive officers of Goelet, LLC has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violations with respect to such laws. For item (f), see cover pages 2 through 35. Windward Oil & Gas Corporation has disposed of the remaining Shares held by it in the transactions reported on previous amendments to this Schedule 13D. From and after the date hereof, Windward Oil & Gas Corporation has no further filing obligations under Section 13(d) of the Exchange Act with respect to the equity securities of Pogo, this Schedule 13D shall cease to constitute a joint statement on Schedule 13D with respect to such entity and shall instead constitute a joint statement on Schedule 13D exclusively with respect to the remaining members of the Group. Windward Oil & Gas shall also cease to be a party to the Second Amended and Restated Joint Filing Agreement after the date hereof. Item 4. Purpose of Transaction Item 4 is hereby amended by adding the following at the end thereof: Members of the Group sold a total of 1,000,000 shares of Pogo Common Stock in market transactions through a broker-dealer from February 5, 2002, to March 6, 2002. Depending upon market conditions it is possible that members of the Group may dispose of additional Shares from time to time, subject to the limitations set forth in the Registration Rights Agreement. Pursuant to the Registration Rights Agreement, Selling Stockholders as a group are Page 38 of 62 not entitled to sell in the aggregate more than 1,000,000 Shares during any period of 90 consecutive days during the twelve-month period that commenced on January 31, 2002. Except as described above, members of the Group currently have no plans or proposals that relate to or would result in any of the actions set forth in part (a) through (j) of Item 4. Item 5. Interest in Securities of the Issuer Item 5 is hereby amended and restated to read as follows: (a) In the aggregate, the Group beneficially owns 5,154,948 Shares of Pogo Common Stock, representing 9.6% of the outstanding Pogo Common Stock. (b) The Registration Rights Agreement requires the members of the Group to cooperate with respect to the disposition of their Shares on the public markets, therefore the members of the Group have shared dispositive power with respect to all 5,154,948 Shares and sole dispositive power with respect to none of the Shares. So long as the Group holds in the aggregate more than 10% of the outstanding shares of Pogo Common Stock, the Standstill and Voting Agreement requires the Group to vote their Shares either (i) in accordance with the recommendation of the board of directors of Pogo or (ii) in equal proportion to the votes cast by Pogo shareholders that are not members of the Group. Because the members of the Group now hold, in the aggregate less than 10% of the outstanding shares of Pogo Common Stock, the members of the Group have sole voting power with respect to the Shares that such Group member holds. Each member of the Group disclaims beneficial ownership of the Shares not owned by either (i) such member, (ii) a trust of which such member is a trustee, (iii) a limited partnership of which such member is a general partner or (iv) a controlled affiliate of such member. Accordingly: (1) the Trust under Agreement dated August 26, 1930 for the benefit for Beatrice G. Manice disclaims beneficial ownership of 4,457,901 Shares, (2) the Trust under Agreement dated July 27, 1935 for the benefit of Beatrice G. Manice disclaims beneficial ownership of 4,930,897 shares, (3) the Trust under the Will of Robert Walton Goelet for the benefit of Beatrice G. Manice disclaims beneficial ownership of 5,005,581 Shares, (4) the Trust under Agreement dated August 26, 1930 for the benefit of Robert G. Goelet disclaims beneficial ownership of 4,149,678 Shares, (5) the Trust under Agreement dated July 27, 1935 for the benefit of Robert G. Goelet disclaims beneficial ownership of 4,831,825 Shares, (6) the Trust under the Will of Robert Walton Goelet for the benefit of Robert G. Goelet disclaims beneficial ownership of 4,831,826 Shares, Page 39 of 62 (7) the Trust under Agreement dated July 27, 1935 for the benefit of Francis Goelet disclaims beneficial ownership of 4,930,897 Shares, (8) the Trust under Agreement dated December 18, 1931 for the benefit of John Goelet disclaims beneficial ownership of 4,766,210 Shares, (9) the Trust under Agreement dated December 17, 1976 for the benefit of grandchildren of John Goelet disclaims beneficial ownership of 5,087,711 Shares, (10) the Trust under Agreement dated July 27, 1935 for the benefit of John Goelet disclaims beneficial ownership of 4,988,246 Shares, (11) the Trust under the Will of Robert Walton Goelet for the benefit of John Goelet disclaims beneficial ownership of 4,976,113 Shares, (12) the Trust under Agreement dated September 4, 1980 for the benefit of Anne de La Haye Jousselin disclaims beneficial ownership of 5,108,174 Shares, (13) Robert G. Goelet disclaims beneficial ownership of 4,715,457 Shares, (14) John H. Manice disclaims beneficial ownership of 5,130,466 Shares, (15) Robert G. Manice disclaims beneficial ownership of 5,146,251 Shares (the Shares beneficially owned by Robert G. Manice also include 2,589 Shares held by him as custodian for his three minor children under the New York Uniform Transfers to Minors Act), (16) Amelia M. Berkowitz disclaims beneficial ownership of 5,132,888 Shares, (17) Pamela Manice disclaims beneficial ownership of 5,130,649 Shares, (18) Philip Goelet disclaims beneficial ownership of 5,112,650 Shares, (19) Christopher Goelet disclaims beneficial ownership of 5,113,793 Shares, (20) Gilbert Kerlin disclaims beneficial ownership of 4,407,402 Shares, (21) Arthur N. Field disclaims beneficial ownership of 5,146,834 Shares, (22) Alexandra Gardiner Goelet disclaims beneficial ownership of 5,154,948 Shares, (23) Henrietta Goelet disclaims beneficial ownership of 5,154,948 Shares, (24) Edmond de La Haye Jousselin disclaims beneficial ownership of 5,154,948 Shares, (25) Robert S. Rich disclaims beneficial ownership of 5,154,948 Shares, Page 40 of 62 (26) RGG Limited Partnership disclaims beneficial ownership of 4,715,457 Shares, (27) Goelet, LLC disclaims beneficial ownership of all 5,154,948 Shares, (28) Robert Gardiner Goelet disclaims beneficial ownership of 5,154,948 Shares, and (29) Alexandra C. Goelet disclaims beneficial ownership of 5,154,948 Shares. (c) Members of the Group sold a total of 1,000,000 shares of Pogo Common Stock in market transactions between February 5, 2002 and March 6, 2002 at a weighted average sales price of $25.66 per share. The number of shares sold by each member of the Group, the weighted average sales price per share for sales by such Group member and the number of Shares held by each such Group member after giving effect to those sales are as set forth in Schedule I attached hereto. Except as described on Schedule I, members of the Group did not engage in any transaction concerning Pogo Common Stock during the last 60 days. (d) None. Item 7. Material to be Filed as Exhibits Item 7 is hereby amended by adding the following at the end thereof: 8. Amended and Restated Joint Filing Agreement dated March 27, 2002, as required by Rule 13d-1(k). After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 27, 2002 Page 41 of 62 ROBERT G. GOELET /s/ Robert G. Goelet* --------------------------------- As Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Beatrice G. Manice; (b) the Trust u/a dated July 27, 1935 f/b/o Beatrice G. Manice; (c) the Trust u/w of Robert Walton Goelet f/b/o Beatrice G. Manice; (d) the Trust u/w of Robert Walton Goelet f/b/o Robert G. Goelet; (e) the Trust u/a dated July 27, 1935 f/b/o Francis Goelet; (f) the Trust u/a dated December 18, 1931 f/b/o John Goelet; (g) the Trust u/a dated July 27, 1935 f/b/o John Goelet; (h) the Trust u/w of Robert Walton Goelet f/b/o John Goelet; and (i) the Trust u/a dated September 4, 1980, as amended, f/b/o Anne de La Haye Jousselin Page 42 of 62 JOHN H. MANICE /s/ John H. Manice* ------------------------------------ Individually, and as Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Beatrice G. Manice; (b) the Trust u/a dated July 27, 1935 f/b/o Beatrice G. Manice; and (c) the Trust u/w of Robert Walton Goelet f/b/o Beatrice G. Manice Page 43 of 62 ROBERT G. MANICE /s/ Robert G. Manice* --------------------------------------- Individually, and as custodian for Henry W. Manice, Emily P. Manice and Harriet W. Manice under the New York Uniform Transfers to Minors Act Page 44 of 62 AMELIA M. BERKOWITZ /s/ Amelia M. Berkowitz* ----------------------------------------- Individually and as Trustee of the Trust u/a dated September 4, 1980, as amended, f/b/o Anne de La Haye Jousselin Page 45 of 62 PAMELA MANICE /s/ Pamela Manice* ----------------------------------------- Individually and as Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Beatrice G. Manice; (b) the Trust u/a dated July 27, 1935 f/b/o Beatrice G. Manice; and (c) the Trust u/w of Robert Walton Goelet f/b/o Beatrice G. Manice Page 46 of 62 RGG LIMITED PARTNERSHIP /s/ Robert G. Goelet* ---------------------------------------- By: Robert G. Goelet Its: General Partner Page 47 of 62 ROBERT GARDINER GOELET /s/ Robert Gardiner Goelet* ------------------------------------- as Trustee of the Trust u/a dated July 27, 1935 f/b/o Robert G. Goelet Page 48 of 62 PHILIP GOELET /s/ Philip Goelet* ------------------------------------- Individually and as Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Beatrice G. Manice; (b) the Trust u/a dated July 27, 1935 f/b/o Beatrice G. Manice; (c) the Trust u/w of Robert Walton Goelet f/b/o Beatrice G. Manice; (d) the Trust u/a dated August 26, 1930 f/b/o Robert G. Goelet; (e) the Trust u/a dated July 27, 1935 f/b/o Robert G. Goelet; (f) the Trust u/w of Robert Walton Goelet f/b/o Robert G. Goelet; (g) the Trust u/a dated July 27, 1935 f/b/o Francis Goelet; (h) the Trust u/a dated December 18, 1931 f/b/o John Goelet; (i) the Trust u/a dated July 27, 1935 f/b/o John Goelet; (j) the Trust u/w of Robert Walton Goelet f/b/o John Goelet; and (k) the Trust u/a dated September 4, 1980, as amended, f/b/o Anne de La Haye Jousselin Page 49 of 62 CHRISTOPHER GOELET /s/ Christopher Goelet* ------------------------------------ Individually and as Trustee of (a) the Trust u/a dated December 18, 1931 f/b/o John Goelet; (b) the Trust u/a dated July 27, 1935 f/b/o John Goelet; and (c) the Trust u/w of Robert Walton Goelet f/b/o John Goelet Page 50 of 62 GILBERT KERLIN /s/ Gilbert Kerlin* ----------------------------------- Page 51 of 62 WINDWARD OIL & GAS CORPORATION /s/ Gilbert Kerlin* --------------------------------- By: Gilbert Kerlin Its: President Page 52 of 62 ARTHUR N. FIELD /s/ Arthur N. Field* ---------------------------------- Page 53 of 62 HENRIETTA GOELET /s/ Henrietta Goelet* ------------------------------------ As Trustee of the Trust u/a dated December 17, 1976 f/b/o grandchildren of John Goelet Page 54 of 62 ALEXANDRA C. GOELET /s/ Alexandra C. Goelet* ------------------------------------- As Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Robert G. Goelet; (b) the Trust u/a dated July 27, 1935 f/b/o Robert G. Goelet; and (c) the Trust u/w Robert Walton Goelet f/b/o Robert G. Goelet Page 55 of 62 ALEXANDRA GARDINER GOELET /s/ Alexandra Gardiner Goelet* ------------------------------------- as Trustee of the Trust u/a dated July 27, 1935 f/b/o Robert G. Goelet Page 56 of 62 EDMOND DE LA HAYE JOUSSELIN /s/ Edmond De La Haye Jousselin* ------------------------------------- As Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Beatrice G. Manice; (b) the Trust u/a dated July 27, 1935 f/b/o Beatrice G. Manice; (c) the Trust u/w of Robert Walton Goelet f/b/o Beatrice G. Manice; (d) the Trust u/a dated August 26, 1930 f/b/o Robert G. Goelet; (e) the Trust u/a dated July 27, 1935 f/b/o Robert G. Goelet; (f) the Trust u/w of Robert Walton Goelet f/b/o Robert G. Goelet; (g) the Trust u/a dated July 27, 1935 f/b/o Francis Goelet; (h) the Trust u/a dated December 18, 1931 f/b/o John Goelet; (i) the Trust u/a dated July 27, 1935 f/b/o John Goelet; (j) the Trust u/w of Robert Walton Goelet f/b/o John Goelet; and (k) the Trust u/a dated September 4, 1980, as amended, f/b/o Anne de La Haye Jousselin Page 57 of 62 ROBERT S. RICH /s/ Robert S. Rich* ----------------------------------- As Trustee of (a) the Trust u/a dated December 18, 1931 f/b/o John Goelet; (b) the Trust u/a dated July 27, 1935 f/b/o John Goelet; (c) the Trust u/w of Robert Walton Goelet f/b/o John Goelet; and (d) the Trust u/a dated December 17, 1976 f/b/o grandchildren of John Goelet Page 58 of 62 GOELET, LLC /s/ Robert W. Kiley -------------------------------- By: Robert W. Kiley Its: President and Chief Operating Officer /s/ Mark Rosenbaum -------------------------------- By: Mark Rosenbaum Its: Chief Financial Officer and Treasurer Page 59 of 62 *GOELET, LLC Attorney-in-fact /s/ Robert W. Kiley ------------------------------ By: Robert W. Kiley Its: President and Chief Operating Officer /s/ Mark Rosenbaum ------------------------------- By: Mark Rosenbaum Its: Chief Financial Officer and Treasurer Page 60 of 62 SCHEDULE I
Shareholder ----------- Number of Shares Weighted Number of Sold Average Shares held Price per after such Share Sales ---------------- --------- ----------- Robert G. Goelet, Philip Goelet, Edmond 308,223 $25.49 697,047 de La Haye Jousselin, John H. Manice and Pamela Manice, as Trustees under Agreement dated August 26, 1930 for the benefit of Beatrice G. Manice Robert G. Goelet, Philip Goelet, Edmond 99,072 $26.99 224,051 de La Haye Jousselin, John H. Manice and Pamela Manice, as Trustees under Agreement dated July 27, 1935 for the benefit of Beatrice G. Manice Robert G. Goelet, Philip Goelet, Edmond 66,047 $27.01 149,367 de La Haye Jousselin, John H. Manice and Pamela Manice, as Trustees of the Trust under the Will of Robert Walton Goelet for the benefit of Beatrice G. Manice Alexandra C. Goelet, Philip Goelet and -- -- 1,005,270 Edmond de La Haye Jousselin, as Trustees under Agreement dated August 26, 1930 for the benefit of Robert G. Goelet Alexandra C. Goelet, Philip Goelet, Edmond de La -- -- 323,123 Haye Jousselin, Alexandra Gardiner Goelet and Robert Gardiner Goelet, as Trustees under Agreement dated July 27, 1935 for the benefit of Robert G. Goelet Alexandra C. Goelet, Philip Goelet, Robert G. -- -- 323,122 Goelet and Edmond de La Haye Jousselin, as Trustees of the Trust under the Will of Robert Walton Goelet for the benefit of Robert G. Goelet
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Shareholder ----------- Number of Shares Weighted Number of Sold Average Shares held Price per after such Share Sales ---------------- --------- ----------- Robert G. Goelet, Philip Goelet and Edmond de La 99,072 $26.45 224,051 Haye Jousselin, as Trustees of the Trust under Agreement dated July 27, 1935 for the benefit of Francis Goelet Robert G. Goelet, Philip Goelet, Christopher 171,893 $25.00 388,738 Goelet, Edmond de La Haye Jousselin and Robert S. Rich, as Trustees of the Trust under Agreement dated December 18, 1931 for the benefit of John Goelet Henrietta Goelet and Robert S. Rich, as 87,419 $25.00 67,237 Trustees of the Trust under Agreement dated December 17, 1976 for the benefit of grandchildren of John Goelet Robert G. Goelet, Philip Goelet, Christopher 73,668 $25.00 166,602 Goelet, Edmond de La Haye Jousselin and Robert S. Rich, as Trustees of the Trust under Agreement dated July 27, 1935 for the benefit of John Goelet Robert G. Goelet, Philip Goelet, Christopher 21,390 $25.00 178,835 Goelet, Edmond de La Haye Jousselin and Robert S. Rich, as Trustees of the Trust under the Will of Robert Walton Goelet for the benefit of John Goelet RGG Limited Partnership -- -- 385,637 John H. Manice 10,826 $25.59 24,482 Robert G. Goelet, Philip Goelet, Edmond de La Haye -- -- 46,774 Jousselin and Amelia M. Berkowitz, as Trustees of the Trust under Agreement dated September 4, 1980, as amended, for the benefit of Anne de La Haye Jousselin Robert G. Manice 3,846 $25.47 8,697 Robert G. Manice, as custodian for Henry W. Manice 381 $25.47 863 under the New York Uniform Transfers to Minors Act
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Shareholder ----------- Number of Shares Weighted Number of Sold Average Shares held Price per after such Share Sales ---------------- --------- ----------- Robert G. Manice, as custodian for Emily P. Manice 381 $25.47 863 under the New York Uniform Transfers to Minors Act Robert G. Manice as custodian for Harriet W. Manice 381 $25.47 863 under the New York Uniform Transfers to Minors Act Amelia M. Berkowitz 9,754 $27.59 22,060 Pamela Manice 10,745 $25.00 24,299 Philip Goelet 18,704 $25.00 42,298 Christopher Goelet 18,198 $25.00 41,155 Gilbert Kerlin -- -- 747,546 Arthur N. Field -- -- 8,114
EX-8 3 ex8_032502.txt EXHIBIT 8 Exhibit 8 SECOND AMENDED AND RESTATED JOINT FILING AGREEMENT The undersigned hereby agree that this Amendment to the Statement on Schedule 13D dated March 26, 2001, as previously amended by Amendment No. 1, filed on October 10, 2001 and Amendment No. 2, filed on November 15, 2001 (as so amended, the "Statement") with respect to shares of common stock, par value $1.00 per share (the "Common Stock") of Pogo Producing Company, is filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13(d)-1(k) under the Securities Exchange Act of 1934, as amended (the "Act"), and further agree that this Joint Filing Agreement be included as an exhibit to this Statement. Date: March 27, 2002 ROBERT G. GOELET /s/ Robert G. Goelet* --------------------------- As Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Beatrice G. Manice; (b) the Trust u/a dated July 27, 1935 f/b/o Beatrice G. Manice; (c) the Trust u/w of Robert Walton Goelet f/b/o Beatrice G. Manice; (d) the Trust u/w of Robert Walton Goelet f/b/o Robert G. Goelet; (e) the Trust u/a dated July 27, 1935 f/b/o Francis Goelet; (f) the Trust u/a dated December 18, 1931 f/b/o John Goelet; (g) the Trust u/a dated July 27, 1935 f/b/o John Goelet; (h) the Trust u/w of Robert Walton Goelet f/b/o John Goelet; and (i) the Trust u/a dated September 4, 1980, as amended, f/b/o Anne de La Haye Jousselin 2 JOHN H. MANICE /s/ John H. Manice* ----------------------- Individually, and as Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Beatrice G. Manice; (b) the Trust u/a dated July 27, 1935 f/b/o Beatrice G. Manice; and (c) the Trust u/w of Robert Walton Goelet f/b/o Beatrice G. Manice 3 ROBERT G. MANICE /s/ Robert G. Manice* ------------------------- Individually, and as custodian for Henry W. Manice, Emily P. Manice and Harriet W. Manice under the New York Uniform Transfers to Minors Act 4 AMELIA M. BERKOWITZ /s/ Amelia M. Berkowitz* ---------------------------- Individually and as Trustee of the Trust u/a dated September 4, 1980, as amended, f/b/o Anne de La Haye Jousselin 5 PAMELA MANICE /s/ Pamela Manice* ---------------------- Individually and as Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Beatrice G. Manice; (b) the Trust u/a dated July 27, 1935 f/b/o Beatrice G. Manice; and (c) the Trust u/w of Robert Walton Goelet f/b/o Beatrice G. Manice 6 RGG LIMITED PARTNERSHIP /s/ Robert G. Goelet* ------------------------- By: Robert G. Goelet Its: General Partner 7 ROBERT GARDINER GOELET /s/ Robert Gardiner Goelet* ------------------------------- as Trustee of the Trust u/a dated July 27, 1935 f/b/o Robert G. Goelet 8 PHILIP GOELET /s/ Philip Goelet* ---------------------- Individually and as Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Beatrice G. Manice; (b) the Trust u/a dated July 27, 1935 f/b/o Beatrice G. Manice; (c) the Trust u/w of Robert Walton Goelet f/b/o Beatrice G. Manice; (d) the Trust u/a dated August 26, 1930 f/b/o Robert G. Goelet; (e) the Trust u/a dated July 27, 1935 f/b/o Robert G. Goelet; (f) the Trust u/w of Robert Walton Goelet f/b/o Robert G. Goelet; (g) the Trust u/a dated July 27, 1935 f/b/o Francis Goelet; (h) the Trust u/a dated December 18, 1931 f/b/o John Goelet; (i) the Trust u/a dated July 27, 1935 f/b/o John Goelet; (j) the Trust u/w of Robert Walton Goelet f/b/o John Goelet; and (k) the Trust u/a dated September 4, 1980, as amended, f/b/o Anne de La Haye Jousselin 9 CHRISTOPHER GOELET /s/ Christopher Goelet* ------------------------------ Individually and as Trustee of (a) the Trust u/a dated December 18, 1931 f/b/o John Goelet; (b) the Trust u/a dated July 27, 1935 f/b/o John Goelet; and (c) the Trust u/w of Robert Walton Goelet f/b/o John Goelet 10 GILBERT KERLIN /s/ Gilbert Kerlin* ---------------------------- 11 WINDWARD OIL & GAS CORPORATION /s/ Gilbert Kerlin* ------------------------------ By: Gilbert Kerlin Its: President 12 ARTHUR N. FIELD /s/ Arthur N. Field* ------------------------ 13 HENRIETTA GOELET /s/ Henrietta Goelet* --------------------------- As Trustee of the Trust u/a dated December 17, 1976 f/b/o grandchildren of John Goelet 14 ALEXANDRA C. GOELET /s/ Alexandra C. Goelet* ---------------------------- As Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Robert G. Goelet; (b) the Trust u/a dated July 27, 1935 f/b/o Robert G. Goelet; and (c) the Trust u/w Robert Walton Goelet f/b/o Robert G. Goelet 15 ALEXANDRA GARDINER GOELET /s/ Alexandra Gardiner Goelet* ---------------------------- as Trustee of the Trust u/a dated July 27, 1935 f/b/o Robert G. Goelet 16 EDMOND DE LA HAYE JOUSSELIN /s/ Edmond De La Haye Jousselin* ---------------------------- As Trustee of (a) the Trust u/a dated August 26, 1930 f/b/o Beatrice G. Manice; (b) the Trust u/a dated July 27, 1935 f/b/o Beatrice G. Manice; (c) the Trust u/w of Robert Walton Goelet f/b/o Beatrice G. Manice; (d) the Trust u/a dated August 26, 1930 f/b/o Robert G. Goelet; (e) the Trust u/a dated July 27, 1935 f/b/o Robert G. Goelet; (f) the Trust u/w of Robert Walton Goelet f/b/o Robert G. Goelet; (g) the Trust u/a dated July 27, 1935 f/b/o Francis Goelet; (h) the Trust u/a dated December 18, 1931 f/b/o John Goelet; (i) the Trust u/a dated July 27, 1935 f/b/o John Goelet; (j) the Trust u/w of Robert Walton Goelet f/b/o John Goelet; and (k) the Trust u/a dated September 4, 1980, as amended, f/b/o Anne de La Haye Jousselin 17 ROBERT S. RICH /s/ Robert S. Rich* ---------------------------- As Trustee of (a) the Trust u/a dated December 18, 1931 f/b/o John Goelet; (b) the Trust u/a dated July 27, 1935 f/b/o John Goelet; (c) the Trust u/w of Robert Walton Goelet f/b/o John Goelet; and (d) the Trust u/a dated December 17, 1976 f/b/o grandchildren of John Goelet 18 GOELET, LLC /s/ Robert W. Kiley ---------------------------- By: Robert W. Kiley Its: President and Chief Operating Officer /s/ Mark Rosenbaum ---------------------------- By: Mark Rosenbaum Its: Chief Financial Officer and Treasurer 19 *GOELET, LLC Attorney-in-fact /s/ Robert W. Kiley ---------------------------- By: Robert W. Kiley Its: President and Chief Operating Officer /s/ Mark Rosenbaum ---------------------------- By: Mark Rosenbaum Its: Chief Financial Officer and Treasurer 20 -----END PRIVACY-ENHANCED MESSAGE-----